TOP
Services Fees & Charges

Hong Kong Stocks

 

Fee (HKD)

Minimum Charges (HKD)

Trading Standard Commission

0.25%^

HK$100

Additional Handling Fee for Grey Market Trading HK$50 N/A

Stamp Duty

HK$1 per HK$1,000 of consideration (0.1%)

(Any fraction of HK$1,000 of consideration
shall be rounded up to the nearest HK$1,000)

Min. HK$1

(Any fraction of $1 in Stamp Duty payable
shall be rounded up to the nearest HK$1)

Transaction Levy

0.0027%

N/A

Trading Fee

0.005%

N/A

Settlement Fee

0.002% per execution

HK$2

Trading Tariff

HK$0.50 per execution

N/A

 

US Stocks

 

Fee (USD)

Minimum Charges (USD)

Trading Standard Commission

0.25%

USD10

Trading Activity Fee (Sell side only) 

USD 0.000119 per share

(round up to USD0.01)
N/A

SEC Fee (Sell side only)

0.00221%

(round up to USD0.01)

N/A

 

Shanghai A share

 

Fee (RMB)

Minimum Charges (RMB)

Trading Standard Commission

- Internet / Mobile trading platform

- Customer / Trading Hotline

 

0.25%

0.25%

 

RMB100

RMB100

Handling Fee

0.00487%

N/A

Securities Management Fee

0.002%

N/A

Stamp Duty

0.1% (on sell side)

N/A

Transfer Fee

0.002% (ChinaClear)

N/A

Transfer Fee

0.002% (HKSCC)

N/A

Portfolio Fee

0.008% / monthly

(on daily AUM, collect in HKD)

N/A

 

Settlement Services

 

Fee 

Minimum Charges

Physical Scrip Fee

- Deposit

- Withdrawal

 

HK$5 stamp duty per transfer deed

HK$5 per lot

 

N/A

HK$100

Settlement Instruction Fee (Hong Kong Stocks and Shanghai A shares)

- Deposit

- Withdrawal

 

 

Free

0.1% of gross stock value based on the previous closing price

 

 

Free

HK$100 (Maximum HK$180,000)

Settlement Instruction Fee (US Stocks)

- Deposit

- Withdrawal

 

0.1% of gross stock value based on previous closing price

0.1% of gross stock value based on previous closing price

 

USD30

USD30

Investor Settlement Instruction Fee

- Deposit

- Withdrawal

 

Free

0.1% of gross stock value based on the previous closing price

 

Free

HK$100

Compulsory Share Buyback Fee

HK$100 handling fee, plus CCASS charges

N/A

 

Nominee & Corporate Actions

 

Fee

Minimum Charges

Scrip Fee

HK$2.50 per lot

HK$20

Registration charges

HK$3.50 per lot

HK$100

Collection Fee of Cash / Scrip Dividend (Hong Kong Stocks and Shanghai A shares)

0.50% on dividend amount

HK$30 / RMB30

Collection Fee of Dividend (US Stocks) 0.50% on dividend amount USD10

Collection Fee of Dividend / Coupon on Funds and Bonds

0.50% on dividend amount

USD20 or equivalent to USD20

Bonus Issue / Rights Shares Collection Fee (Bonus Shares Collection) (Hong Kong Stocks and Shanghai A shares)

HK$1 per lot

HK$30

Collection of Bonus share (US Stocks) USD1 per share USD10

Takeover offer / Auto-Exercise of CBBC / Warrants

HK$1 per lot

HK$50

Rights Application HK$1 per board lot of newly exercised / converted shares HK$30

Convertible Bond Conversion 

HK$500 per transaction

N/A

Cash Offer

HK$100 per transaction plus CCASS charges

HK$100

Charges for Claiming Unclaimed Entitlement

HK$200 plus CCASS charges

HK$200

Attending General Meeting HK$100 per meeting HK$100

Voting at General Meeting

HK$100 per transaction

HK$100

Bond Maturity Redemption 0.6% of face value of the bond HK$5,000

Custody Fee for Bonds

  0.2% per annual (to be charged quarterly, collect in HKD)* plus counterparty custody fee

HK$1,000 per quarter

Custody Fee for Funds   0.2% per annual (to be charged quarterly, collect in HKD)* plus counterparty custody fee HK$1,000 per quarter
Other Corporate Event (US Stocks) USD50 per transaction plus counterparty fee N/A

 

Financing and Other Services

 

Fee

Initial Public Offering

HK$100

Returned Cheque Charge

HK$200 per cheque per transaction

Retrieving Cheque Image HK$250 per cheque

Fund withdrawal by CHATS / TT (HKD and RMB)

HK$150 (to local Bank) /

HK$450 (to Bank outside HK)

Fund withdrawal by CHATS / TT (USD) USD60

Overdue Interest Rate (All Currencies)

- Cash Account

- Margin Account

 

 

Charged as P+13% per annum**

Charged as P+10% per annum**

Account Confirmation Fee

HK$100 per confirmation request

Reissue of Daily / Monthly Statement

HK$50 per statement

Real Time Snap-Shot / Streaming

(online client only)

SnapShot quotes Services

 

Streaming Quotes Services

 

Free for First 500 Clicks Per Month ***

(Afterwards HK$100 per 1,000 Quote****)

 

HK$450 per calendar month

(quotes cannot be carried forward to next month)

Other items

Negotiable

 

^ Commission may be negotiable for high net worth clients. (The commission rates of HK Securities and Shanghai A shares of existing client will remain unchanged.)
* The fee is charged quarterly at the base of fund/bond value as at last business day of March, June, September and December and will be debited client account on the first business day of April, July, October and January.
** Prime Lending Rate is set according to the Hang Seng Bank HKD Prime Lending Rate or the rate determined by Sun International Securities Limited from time to time, whichever is higher and will be marked up 10% or 13%. The overdue interest rate may be negotiable for high net worth clients.
*** Free quotes are only valid for the month in which they are credited. Any unused free quotes cannot be carried forward and will be cancelled after that month. Sun International Securities Limited reserves the right to terminate or change such offers at any time without prior notice. Please refer to our website or visit our office for the latest offers and services charges.
**** The unused purchased quotes will not be expired. They will remain in the corresponding account until being used or upon closure of the account. Any unused purchased quotes are non-refundable and non-transferrable. Sun International Securities Limited reserves the right to make the final decision in the event of any dispute.

The above charges are subject to revision from time to time without prior notice. For enquiries, please call our Customer Services Hotline at (852) 3585 8988 or send email to cs.securities@sunisec.com

Effective Date: 3 June 2021