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Services Fees & Charges

Customer / Trading Hotline and Internet / Mobile trading platform

 

Fee (HKD)

Minimum Charges (HKD)

Trading Standard Commission

0.25%^

HK$100.00

Stamp Duty

(Collected by HKSAR government)

HK$1 per HK$1,000 of consideration (0.1%)

(Any fraction of HK$1,000 of consideration
shall be rounded up to the nearest HK$1,000)

Min. HK$1

(Any fraction of $1 in Stamp Duty payable
shall be rounded up to the nearest HK$1)

Transaction Levy

(Collected by SFC)

0.0027%

N/A

Trading Fee

(Collected by HKEx)

0.005%

N/A

Settlement Fee

0.002% per execution

HK$2.00

Trading Tariff

HK$0.50 per execution

N/A

 

Shanghai A share

 

Fee (RMB)

Minimum Charges (RMB)

Trading Standard Commission

- Internet / Mobile trading platform

- Customer / Trading Hotline

 

0.25%

0.25%

 

RMB100.00

RMB100.00

Handling Fee

0.00487%

N/A

Securities Management Fee

0.002%

N/A

Stamp Duty

0.1% (on sell side)

N/A

Transfer Fee

0.002% (ChinaClear)

N/A

Transfer Fee

0.002% (HKSCC)

N/A

Portfolio Fee

0.008% / monthly

(on daily AUM, collect in HKD)

N/A

 

Settlement Services

 

Fee (HKD)

Minimum Charges (HKD)

Physical Scrip Fee

- Deposit

- Withdrawal

 

HK$5.00 stamp duty per transfer deed

HK$5.00 per lot

 

N/A

HK$100.00

Settlement Instruction Fee

- Deposit

- Withdrawal

 

Free

0.1% of gross stock value based on the previous closing price

 

Free

HK$100.00

Investor Settlement Instruction Fee

- Deposit

- Withdrawal

 

Free

0.1% of gross stock value based on the previous closing price

 

Free

HK$100.00

Compulsory Share Buyback Fee

HK$100.00 handling fee, plus CCASS charges

N/A

 

Nominee & Corporate Actions

 

Fee (HKD)

Minimum Charges (HKD)

Scrip Fee

HK$2.50 per lot

HK$20.00

Registration charges

HK$3.50 per lot

HK$100.00

Collection Fee of Cash / Scrip Dividend

0.50% on dividend amount

HK$30.00 / CNY30.00

Collection Fee of Dividend / Coupon on Funds and Bonds

0.50% on dividend amount

US$ 20.00 or equivalent to US$20.00

Bonus Issue / Rights Shares Collection Fee (Bonus Shares Collection)

HK$1.00 per lot

HK$30.00

Takeover offer / Auto-Exercise of CBBC / Warrants

HK$1.00 per lot

HK$50.00

Rights Application HK$1.00 per board lot of newly exercised / converted shares HK$30.00

Convertible Bond Conversion 

HK$500.00 per transaction

N/A

Cash Offer

HK$100.00 per transaction plus CCASS charges#

HK$100.00#

Charges for Claiming Unclaimed Entitlement

HK$200.00 plus CCASS charges#

HK$200.00#

Attending General Meeting HK$100.00 per meeting HK$100.00#

Voting at General Meeting

HK$100.00 per transaction

HK$100.00#

Custody Fee for Bonds

  0.2% per annual (to be charged quarterly, collect in HKD)* plus counterparty custody fee#

HK$1,000.00 per quarter

Custody Fee for Funds#   0.2% per annual (to be charged quarterly, collect in HKD)* plus counterparty custody fee# HK$1,000.00 per quarter#

 

Financing and Other Services

 

Fee (HKD)

Initial Public Offering

HK$100.00

Returned Cheque Charge

HK$200.00 per cheque per transaction

Fund withdrawal by CHATS / TT

HK$150.00 (to local Bank) /

HK$450.00 (to Bank outside HK)

Overdue Interest Rate (All Currencies)

- Cash Account

- Margin Account

 

 

Charged as P+13% per annum**

Charged as P+10% per annum**

Account Confirmation Fee

HK$100.00 per confirmation request

Reissue of Daily / Monthly Statement

HK$50.00 per statement

Real Time Snap-Shot / Streaming

(online client only)

SnapShot quotes Services

Provide by AAstocks

 

Streaming Quotes Services

Provide by AAstocks

 

Free for First 500 Clicks Per Month ***

(Afterwards HK$ 100.00 per 800 Quote****)

 

HK$400.00 per calendar month

(quotes cannot be carried forward to next month)

Other items

Negotiable

 

^ Commission may be negotiable for high net worth clients. (The commission rates of HK Securities and Shanghai A shares of existing client will remain unchanged.)
* The fee is charged quarterly at the base of fund/bond value as at last business day of March, June, September and December and will be debited client account on the first business day of April, July, October and January.
** Prime Lending Rate is set according to the Hang Seng Bank HKD Prime Lending Rate or the rate determined by Sun International Securities Limited from time to time, whichever is higher and will be marked up 10% or 13%. The overdue interest rate may be negotiable for high net worth clients.
*** Free quotes are only valid for the month in which they are credited. Any unused free quotes cannot be carried forward and will be cancelled after that month. Sun International Securities Limited reserves the right to terminate or change such offers at any time without prior notice. Please refer to our website or visit our office for the latest offers and services charges.
**** The unused purchased quotes will not be expired. They will remain in the corresponding account until being used or upon closure of the account. Any unused purchased quotes are non-refundable and non-transferrable. Sun International Securities Limited reserves the right to make the final decision in the event of any dispute.
# New or revised items.

The above charges are subject to revision from time to time without prior notice. For enquiries, please call our Customer Services Hotline at (852) 3585 8988 or send email to cs.securities@sunisec.com

Effective Date: 3 July 2018